A prestigious private bank with a significant and growing presence in the UK is seeking a senior compliance officer
for improvement Support the team and act as cover for other members where required. Support more junior members of the team Develop
. They are looking for a Conflicts Analyst to review and clear medium-complexity conflict checks, own matters from first review through to matter opening
Officer. The ideal candidate will have strong asset management experience, specifically within guideline monitoring and coding
issues, as required, and prepare relevant communications to senior management. Assist in the promotion of a strong culture... Manual and associated policies, procedures, and registers. Over…
opportunities in respect to Compliance matters Work with the Distribution and Marketing team and provide timely, efficient
THE COMPANY: Our client is a global investment management business, seeking a Compliance Manager to join the London... Manual and associated policies, procedures, and registers. Over time p…
classifications Good understanding of the UK Financial Promotions regime Understanding of Code of Ethics (PA Dealing, G
/Customer Due Diligence remediation projects is essential. Strong understanding of UK and international financial crime
on any issues or concerns relating to a client file to senior management and in line with legal obligations. Ensure that APBs/RMs
A prestigious private bank with a significant and growing presence in the UK is seeking a KYC Analyst (Contract Role
, Middle Office and Compliance on any queries (e.g. transaction activity over the period, any change in circumstances
actions for presentation in the Legal and Regulatory Committee Oversight of UK Compliance Inbox Assist the Head
Officer on a contract basis. Key Responsibilities: Business co-ordination for Compliance and Financial Crime to ensure
other members of the Compliance team to ensure a full schedule of required activities (e.g. updating of relevant documentation
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